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Date:      Fri, 20 Aug 2010 03:49:23 +0200
From:      Max Laier <max@love2party.net>
To:        freebsd-arch@freebsd.org
Cc:        ups@freebsd.org
Subject:   Re: rmlock(9) two additions
Message-ID:  <201008200349.23940.max@love2party.net>
In-Reply-To: <201008160515.21412.max@love2party.net>
References:  <201008160515.21412.max@love2party.net>

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Hi again,

On Monday 16 August 2010 05:15:21 I wrote:
> I'd like to run two additions to rmlock(9) by you:
> 
> 1) See the attached patch.  It adds rm_try_rlock() which avoids taking the
> mutex if the lock is currently in a write episode.  The only overhead to
> the hot path is an additional argument and a return value for _rm_rlock*. 
> If you are worried about that, it can obviously be done in a separate code
> path, but I reckon it not worth the code crunch.  Finally, there is one
> additional branch to check the "trylock" argument, but that's well past
> the hot path.
> 
> 2) No code for this yet - testing the waters first.  I'd like to add the
> ability to replace the mutex for writer synchronization with a general lock
> - especially to be able to use a sx(9) lock here.

the attached patch includes code for this as well and updates the man pages 
accordingly.  Instead of using a general lock, I just added a rm_init_flags() 
flag called "RM_SLEEPABLE" that changes the lock to use an sx(9) lock instead 
of the mutex.  This is enough to support the use case I have in mind.  See 
below for details on that from my original post.  There is a bit of "creative" 
use of witness in this patch, but the result provides proper warnings in all 
cases.

Again:  Are there any objections or concerns against this?  Otherwise I will 
commit it soon.

Thanks,
  Max

> The reason for #2 is the following use case in a debugging facility:
> 
> 	"reader":
> 		if (rm_try_rlock()) {
> 			grab_per_cpu_buffer();
> 			fill_per_cpu_buffer();
> 			rm_runlock();
> 		}
> 
> 	"writer" - better exclusive access thread:
> 		rm_wlock();
> 		collect_buffers_and_copy_out_to_userspace();
> 		rm_wunlock();
> 
> This is much cleaner and possibly cheaper than the various hand rolled
> versions I've come across, that try to get the same synchronization with
> atomic operations.  If we could sleep with the wlock held, we can also
> avoid copying the buffer contents, or swapping buffers.

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diff --git a/share/man/man9/Makefile b/share/man/man9/Makefile
index f8dec17..f05c4c6 100644
--- a/share/man/man9/Makefile
+++ b/share/man/man9/Makefile
@@ -985,6 +985,7 @@ MLINKS+=rman.9 rman_activate_resource.9 \
 MLINKS+=rmlock.9 rm_destroy.9 \
 	rmlock.9 rm_init.9 \
 	rmlock.9 rm_rlock.9 \
+	rmlock.9 rm_try_rlock.9 \
 	rmlock.9 rm_runlock.9 \
 	rmlock.9 RM_SYSINIT.9 \
 	rmlock.9 rm_wlock.9 \
diff --git a/share/man/man9/locking.9 b/share/man/man9/locking.9
index 005f476..3728319 100644
--- a/share/man/man9/locking.9
+++ b/share/man/man9/locking.9
@@ -301,7 +301,7 @@ one of the synchronization primitives discussed:
 .It mutex     Ta \&ok Ta \&ok-1 Ta \&no Ta \&ok Ta \&ok Ta \&no-3
 .It sx        Ta \&ok Ta \&ok Ta \&ok-2 Ta \&ok Ta \&ok Ta \&ok-4
 .It rwlock    Ta \&ok Ta \&ok Ta \&no Ta \&ok-2 Ta \&ok Ta \&no-3
-.It rmlock    Ta \&ok Ta \&ok Ta \&no Ta \&ok Ta \&ok-2 Ta \&no
+.It rmlock    Ta \&ok Ta \&ok Ta \&ok-5 Ta \&ok Ta \&ok-2 Ta \&ok-5
 .El
 .Pp
 .Em *1
@@ -326,6 +326,13 @@ Though one can sleep holding an sx lock, one can also use
 .Fn sx_sleep
 which will atomically release this primitive when going to sleep and
 reacquire it on wakeup.
+.Pp
+.Em *5
+.Em Read-mostly
+locks can be initialized to support sleeping while holding a write lock.
+See
+.Xr rmlock 9
+for details.
 .Ss Context mode table
 The next table shows what can be used in different contexts.
 At this time this is a rather easy to remember table.
diff --git a/share/man/man9/rmlock.9 b/share/man/man9/rmlock.9
index e99661d..28ac0a5 100644
--- a/share/man/man9/rmlock.9
+++ b/share/man/man9/rmlock.9
@@ -35,6 +35,7 @@
 .Nm rm_init_flags ,
 .Nm rm_destroy ,
 .Nm rm_rlock ,
+.Nm rm_try_rlock ,
 .Nm rm_wlock ,
 .Nm rm_runlock ,
 .Nm rm_wunlock ,
@@ -53,6 +54,8 @@
 .Fn rm_destroy "struct rmlock *rm"
 .Ft void
 .Fn rm_rlock "struct rmlock *rm"  "struct rm_priotracker* tracker"
+.Ft int
+.Fn rm_try_rlock "struct rmlock *rm"  "struct rm_priotracker* tracker"
 .Ft void
 .Fn rm_wlock "struct rmlock *rm"
 .Ft void
@@ -84,14 +87,16 @@ Although reader/writer locks look very similar to
 locks, their usage pattern is different.
 Reader/writer locks can be treated as mutexes (see
 .Xr mutex 9 )
-with shared/exclusive semantics.
+with shared/exclusive semantics unless initialized with
+.Dv RM_SLEEPABLE .
 Unlike
 .Xr sx 9 ,
 an
 .Nm
 can be locked while holding a non-spin mutex, and an
 .Nm
-cannot be held while sleeping.
+cannot be held while sleeping, again unless initialized with
+.Dv RM_SLEEPABLE .
 The
 .Nm
 locks have full priority propagation like mutexes.
@@ -135,6 +140,13 @@ to ignore this lock.
 .It Dv RM_RECURSE
 Allow threads to recursively acquire exclusive locks for
 .Fa rm .
+.It Dv RM_SLEEPABLE
+Allow writers to sleep while holding the lock.
+Readers must not sleep while holding the lock and can avoid to sleep on
+taking the lock by using
+.Fn rm_try_rlock
+instead of
+.Fn rm_rlock .
 .El
 .It Fn rm_rlock "struct rmlock *rm" "struct rm_priotracker* tracker"
 Lock
@@ -161,6 +173,13 @@ access on
 .Fa rm .
 This is called
 .Dq "recursing on a lock" .
+.It Fn rm_try_rlock "struct rmlock *rm" "struct rm_priotracker* tracker"
+Try to lock
+.Fa rm
+as a reader.
+.Fn rm_try_rlock
+will return 0 if the lock cannot be acquired immediately;
+otherwise the lock will be acquired and a non-zero value will be returned.
 .It Fn rm_wlock "struct rmlock *rm"
 Lock
 .Fa rm
diff --git a/sys/kern/kern_rmlock.c b/sys/kern/kern_rmlock.c
index a6a622e..c1aca1d 100644
--- a/sys/kern/kern_rmlock.c
+++ b/sys/kern/kern_rmlock.c
@@ -187,6 +187,8 @@ rm_cleanIPI(void *arg)
 	}
 }
 
+CTASSERT((RM_SLEEPABLE & LO_CLASSFLAGS) == RM_SLEEPABLE);
+
 void
 rm_init_flags(struct rmlock *rm, const char *name, int opts)
 {
@@ -199,7 +201,11 @@ rm_init_flags(struct rmlock *rm, const char *name, int opts)
 		liflags |= LO_RECURSABLE;
 	rm->rm_noreadtoken = 1;
 	LIST_INIT(&rm->rm_activeReaders);
-	mtx_init(&rm->rm_lock, name, "rmlock_mtx", MTX_NOWITNESS);
+	if (opts & RM_SLEEPABLE) {
+		liflags |= RM_SLEEPABLE;
+		sx_init_flags(&rm->rm_lock_sx, "rmlock_sx", SX_RECURSE);
+	} else
+		mtx_init(&rm->rm_lock_mtx, name, "rmlock_mtx", MTX_NOWITNESS);
 	lock_init(&rm->lock_object, &lock_class_rm, name, NULL, liflags);
 }
 
@@ -214,7 +220,10 @@ void
 rm_destroy(struct rmlock *rm)
 {
 
-	mtx_destroy(&rm->rm_lock);
+	if (rm->lock_object.lo_flags & RM_SLEEPABLE)
+		sx_destroy(&rm->rm_lock_sx);
+	else
+		mtx_destroy(&rm->rm_lock_mtx);
 	lock_destroy(&rm->lock_object);
 }
 
@@ -222,7 +231,10 @@ int
 rm_wowned(struct rmlock *rm)
 {
 
-	return (mtx_owned(&rm->rm_lock));
+	if (rm->lock_object.lo_flags & RM_SLEEPABLE)
+		return (sx_xlocked(&rm->rm_lock_sx));
+	else
+		return (mtx_owned(&rm->rm_lock_mtx));
 }
 
 void
@@ -241,8 +253,8 @@ rm_sysinit_flags(void *arg)
 	rm_init_flags(args->ra_rm, args->ra_desc, args->ra_opts);
 }
 
-static void
-_rm_rlock_hard(struct rmlock *rm, struct rm_priotracker *tracker)
+static int
+_rm_rlock_hard(struct rmlock *rm, struct rm_priotracker *tracker, int trylock)
 {
 	struct pcpu *pc;
 	struct rm_queue *queue;
@@ -254,7 +266,7 @@ _rm_rlock_hard(struct rmlock *rm, struct rm_priotracker *tracker)
 	/* Check if we just need to do a proper critical_exit. */
 	if (0 == rm->rm_noreadtoken) {
 		critical_exit();
-		return;
+		return (1);
 	}
 
 	/* Remove our tracker from the per-cpu list. */
@@ -265,7 +277,7 @@ _rm_rlock_hard(struct rmlock *rm, struct rm_priotracker *tracker)
 		/* Just add back tracker - we hold the lock. */
 		rm_tracker_add(pc, tracker);
 		critical_exit();
-		return;
+		return (1);
 	}
 
 	/*
@@ -289,7 +301,7 @@ _rm_rlock_hard(struct rmlock *rm, struct rm_priotracker *tracker)
 				mtx_unlock_spin(&rm_spinlock);
 				rm_tracker_add(pc, tracker);
 				critical_exit();
-				return;
+				return (1);
 			}
 		}
 	}
@@ -297,7 +309,13 @@ _rm_rlock_hard(struct rmlock *rm, struct rm_priotracker *tracker)
 	sched_unpin();
 	critical_exit();
 
-	mtx_lock(&rm->rm_lock);
+	if (trylock)
+		return (0);
+
+	if (rm->lock_object.lo_flags & RM_SLEEPABLE)
+		sx_xlock(&rm->rm_lock_sx);
+	else
+		mtx_lock(&rm->rm_lock_mtx);
 	rm->rm_noreadtoken = 0;
 	critical_enter();
 
@@ -306,11 +324,16 @@ _rm_rlock_hard(struct rmlock *rm, struct rm_priotracker *tracker)
 	sched_pin();
 	critical_exit();
 
-	mtx_unlock(&rm->rm_lock);
+	if (rm->lock_object.lo_flags & RM_SLEEPABLE)
+		sx_xunlock(&rm->rm_lock_sx);
+	else
+		mtx_unlock(&rm->rm_lock_mtx);
+
+	return (1);
 }
 
-void
-_rm_rlock(struct rmlock *rm, struct rm_priotracker *tracker)
+int
+_rm_rlock(struct rmlock *rm, struct rm_priotracker *tracker, int trylock)
 {
 	struct thread *td = curthread;
 	struct pcpu *pc;
@@ -338,10 +361,10 @@ _rm_rlock(struct rmlock *rm, struct rm_priotracker *tracker)
 	 * conditional jump.
 	 */
 	if (0 == (td->td_owepreempt | rm->rm_noreadtoken))
-		return;
+		return (1);
 
 	/* We do not have a read token and need to acquire one. */
-	_rm_rlock_hard(rm, tracker);
+	return _rm_rlock_hard(rm, tracker, trylock);
 }
 
 static void
@@ -401,7 +424,10 @@ _rm_wlock(struct rmlock *rm)
 	struct rm_priotracker *prio;
 	struct turnstile *ts;
 
-	mtx_lock(&rm->rm_lock);
+	if (rm->lock_object.lo_flags & RM_SLEEPABLE)
+		sx_xlock(&rm->rm_lock_sx);
+	else
+		mtx_lock(&rm->rm_lock_mtx);
 
 	if (rm->rm_noreadtoken == 0) {
 		/* Get all read tokens back */
@@ -439,7 +465,10 @@ void
 _rm_wunlock(struct rmlock *rm)
 {
 
-	mtx_unlock(&rm->rm_lock);
+	if (rm->lock_object.lo_flags & RM_SLEEPABLE)
+		sx_xunlock(&rm->rm_lock_sx);
+	else
+		mtx_unlock(&rm->rm_lock_mtx);
 }
 
 #ifdef LOCK_DEBUG
@@ -454,7 +483,11 @@ void _rm_wlock_debug(struct rmlock *rm, const char *file, int line)
 
 	LOCK_LOG_LOCK("RMWLOCK", &rm->lock_object, 0, 0, file, line);
 
-	WITNESS_LOCK(&rm->lock_object, LOP_EXCLUSIVE, file, line);
+	if (rm->lock_object.lo_flags & RM_SLEEPABLE)
+		WITNESS_LOCK(&rm->rm_lock_sx.lock_object, LOP_EXCLUSIVE,
+		    file, line);	
+	else
+		WITNESS_LOCK(&rm->lock_object, LOP_EXCLUSIVE, file, line);
 
 	curthread->td_locks++;
 
@@ -465,25 +498,35 @@ _rm_wunlock_debug(struct rmlock *rm, const char *file, int line)
 {
 
 	curthread->td_locks--;
-	WITNESS_UNLOCK(&rm->lock_object, LOP_EXCLUSIVE, file, line);
+	if (rm->lock_object.lo_flags & RM_SLEEPABLE)
+		WITNESS_UNLOCK(&rm->rm_lock_sx.lock_object, LOP_EXCLUSIVE,
+		    file, line);
+	else
+		WITNESS_UNLOCK(&rm->lock_object, LOP_EXCLUSIVE, file, line);
 	LOCK_LOG_LOCK("RMWUNLOCK", &rm->lock_object, 0, 0, file, line);
 	_rm_wunlock(rm);
 }
 
-void
+int
 _rm_rlock_debug(struct rmlock *rm, struct rm_priotracker *tracker,
-    const char *file, int line)
+    int trylock, const char *file, int line)
 {
-
+	if (!trylock && (rm->lock_object.lo_flags & RM_SLEEPABLE))
+		WITNESS_CHECKORDER(&rm->rm_lock_sx.lock_object, LOP_NEWORDER,
+		    file, line, NULL);
 	WITNESS_CHECKORDER(&rm->lock_object, LOP_NEWORDER, file, line, NULL);
 
-	_rm_rlock(rm, tracker);
+	if (_rm_rlock(rm, tracker, trylock)) {
+		LOCK_LOG_LOCK("RMRLOCK", &rm->lock_object, 0, 0, file, line);
 
-	LOCK_LOG_LOCK("RMRLOCK", &rm->lock_object, 0, 0, file, line);
+		WITNESS_LOCK(&rm->lock_object, 0, file, line);
 
-	WITNESS_LOCK(&rm->lock_object, 0, file, line);
+		curthread->td_locks++;
 
-	curthread->td_locks++;
+		return (1);
+	}
+
+	return (0);
 }
 
 void
@@ -517,12 +560,12 @@ _rm_wunlock_debug(struct rmlock *rm, const char *file, int line)
 	_rm_wunlock(rm);
 }
 
-void
+int
 _rm_rlock_debug(struct rmlock *rm, struct rm_priotracker *tracker,
-    const char *file, int line)
+    int trylock, const char *file, int line)
 {
 
-	_rm_rlock(rm, tracker);
+	return _rm_rlock(rm, tracker, trylock);
 }
 
 void
diff --git a/sys/sys/_rmlock.h b/sys/sys/_rmlock.h
index e5c68d5..5fb4447 100644
--- a/sys/sys/_rmlock.h
+++ b/sys/sys/_rmlock.h
@@ -47,9 +47,13 @@ struct rmlock {
 	struct lock_object lock_object; 
 	volatile int 	rm_noreadtoken;
 	LIST_HEAD(,rm_priotracker) rm_activeReaders;
-	struct mtx	rm_lock;
-
+	union {
+		struct mtx _rm_lock_mtx;
+		struct sx _rm_lock_sx;
+	} _rm_lock;
 };
+#define	rm_lock_mtx	_rm_lock._rm_lock_mtx
+#define	rm_lock_sx	_rm_lock._rm_lock_sx
 
 struct rm_priotracker {
 	struct rm_queue rmp_cpuQueue; /* Must be first */
diff --git a/sys/sys/rmlock.h b/sys/sys/rmlock.h
index 9766f67..ef5776b 100644
--- a/sys/sys/rmlock.h
+++ b/sys/sys/rmlock.h
@@ -33,6 +33,7 @@
 #define _SYS_RMLOCK_H_
 
 #include <sys/mutex.h>
+#include <sys/sx.h>
 #include <sys/_lock.h>
 #include <sys/_rmlock.h>
 
@@ -43,6 +44,7 @@
  */
 #define	RM_NOWITNESS	0x00000001
 #define	RM_RECURSE	0x00000002
+#define	RM_SLEEPABLE	0x00000004
 
 void	rm_init(struct rmlock *rm, const char *name);
 void	rm_init_flags(struct rmlock *rm, const char *name, int opts);
@@ -53,14 +55,15 @@ void	rm_sysinit_flags(void *arg);
 
 void	_rm_wlock_debug(struct rmlock *rm, const char *file, int line);
 void	_rm_wunlock_debug(struct rmlock *rm, const char *file, int line);
-void	_rm_rlock_debug(struct rmlock *rm, struct rm_priotracker *tracker,
-	    const char *file, int line);
+int	_rm_rlock_debug(struct rmlock *rm, struct rm_priotracker *tracker,
+	    int trylock, const char *file, int line);
 void	_rm_runlock_debug(struct rmlock *rm,  struct rm_priotracker *tracker,
 	    const char *file, int line);
 
 void	_rm_wlock(struct rmlock *rm);
 void	_rm_wunlock(struct rmlock *rm);
-void	_rm_rlock(struct rmlock *rm, struct rm_priotracker *tracker);
+int	_rm_rlock(struct rmlock *rm, struct rm_priotracker *tracker,
+	    int trylock);
 void	_rm_runlock(struct rmlock *rm,  struct rm_priotracker *tracker);
 
 /*
@@ -74,14 +77,17 @@ void	_rm_runlock(struct rmlock *rm,  struct rm_priotracker *tracker);
 #define	rm_wlock(rm)	_rm_wlock_debug((rm), LOCK_FILE, LOCK_LINE)
 #define	rm_wunlock(rm)	_rm_wunlock_debug((rm), LOCK_FILE, LOCK_LINE)
 #define	rm_rlock(rm,tracker)  \
-    _rm_rlock_debug((rm),(tracker), LOCK_FILE, LOCK_LINE )
+    ((void)_rm_rlock_debug((rm),(tracker), 0, LOCK_FILE, LOCK_LINE ))
+#define	rm_try_rlock(rm,tracker)  \
+    _rm_rlock_debug((rm),(tracker), 1, LOCK_FILE, LOCK_LINE )
 #define	rm_runlock(rm,tracker)	\
     _rm_runlock_debug((rm), (tracker), LOCK_FILE, LOCK_LINE )
 #else
-#define	rm_wlock(rm)		_rm_wlock((rm))
-#define	rm_wunlock(rm)		_rm_wunlock((rm))
-#define	rm_rlock(rm,tracker)   	_rm_rlock((rm),(tracker))
-#define	rm_runlock(rm,tracker)	_rm_runlock((rm), (tracker))
+#define	rm_wlock(rm)			_rm_wlock((rm))
+#define	rm_wunlock(rm)			_rm_wunlock((rm))
+#define	rm_rlock(rm,tracker)		((void)_rm_rlock((rm),(tracker), 0))
+#define	rm_try_rlock(rm,tracker)	_rm_rlock((rm),(tracker), 1)
+#define	rm_runlock(rm,tracker)		_rm_runlock((rm), (tracker))
 #endif
 
 struct rm_args {

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